Article 116. Those engaged in securities trading at a stock exchange who violate the stock exchange's regulations will be given disciplinary punishment by the stock exchange. If their violation is serious, they will be disqualified and forbidden to enter the stock exchange for any trading. 第一百一十六条在证券交易所内从事证券交易的人员,违反证券交易所有关交易规则的,由证券交易所给予纪律处分;对情节严重的,撤销其资格,禁止其入场进行证券交易。
Article 77. Securities exchanges, securities companies, organs for securities registration and account settlement, and organs providing security trading services, intermediary organs and their workers must promptly report to securities regulatory organs any trading activity banned in securities trading. 第七十七条证券交易所、证券公司、证券登记结算机构、证券交易服务机构、社会中介机构及其从业人员对证券交易中发现的禁止的交易行为,应当及时向证券监督管理机构报告。
Misappropriating the funds entrusted by clients for securities trading, or funds in the clients 'accounts; (三)挪用客户所委托买卖的证券或者客户帐户上的资金;
Affecting the prices of securities trading or trading volumes by working in collusion with others to buy or sell securities at time, prices, and methods previously agreed upon; 与他人串通,以事先约定的时间、价格和方式相互进行证券交易或者相互买卖并不持有的证券,影响证券交易价格或者证券交易量;
They can become members of securities trading staff, securities sales staff, financial administrators of financial organizations, assistant bank clerks and employees of insurance companies. 他们可为证券交易人员、证券销售人员、财务机构的财务管理员,银行助理职员和保险公司员工。
Article 69. During securities trading, non? publicized information concerning a company's operations and financial situation, and information having an important impact on the market prices of the company's securities, is inside information. 第六十九条证券交易活动中,涉及公司的经营、财务或者对该公司证券的市场价格有重大影响的尚未公开的信息,为内幕信息。
Article 114. Leaders or employees of a stock exchange shall avoid performing any securities trading linked to their interests or their relatives 'interests. 第一百一十四条证券交易所的负责人和其他从业人员在执行与证券交易有关的职务时,凡与其本人或者其亲属有利害关系的,应当回避。
The scale of these financial profits means that the operating earnings of some companies, such as brokerages that rely on securities trading, are probably inflated as well. 这些财务利润的规模,意味着一些公司(例如依赖证券交易的券商)的营业利润可能也被夸大了。
An investor shall, before applying for the credit securities account, have held the common securities account, and have been engaged in securities trading at the stock exchange for about half a year or above. 投资者申请开立信用证券账户前,应当已经持有普通证券账户,且已经在该证券公司从事证券交易达半年或半年以上。
The emergence of electronic securities trading is another fertile hunting ground for consultancies. 新出现的电子证券交易,是咨询公司追逐的另一块肥沃土壤。
Taking the example of securities trading, our study examines individual consumer perceptions of the channels from a consumer's perspective. 文章以证券交易为例,从顾客的角度来研究个体消费者对渠道的感知。
Implementing a System of On-line Securities Trading Based on PKI Technology 基于PKI的网上证券交易系统的构建
Inquiry, quotation and auction are traditional business scope of securities trading. 询价、报价和竞价是传统的证券交易业务类型。
Without permission of a stock exchange, no entity or individual may announce any up-to-the-minute quotations of securities trading. 未经证券交易所许可,任何单位和个人不得发布证券交易即时行情。
Part IV is Chapter VII, which is an informal discussion about China's current situations of noise securities trading. 第四部分是第七章。这一章是一个对我国证券市场噪声交易现状的一个非正式讨论。
Application Research of Virtual Storage in Securities Trading System 虚拟化存储在证券交易系统中的应用研究
The settlement matters of Party B and its clients shall be handled according to the securities trading, depository and settlement agreements of Party B and its clients. 乙方与乙方客户的结算事项,按乙方与客户的证券交易、托管与结算协议办理。
Financial advising relating to activities of securities trading or securities investment; 与证券交易、证券投资活动有关的财务顾问;
Research on Channel Choice in Securities Trading Based on Customer Value 基于顾客价值的证券交易渠道选择研究
China's legal system is not yet complete, the securities trading market is not yet well developed. 中国的法律制度尚未完善,证券交易市场尚不发达。
China will raise the stamp tax on securities trading from the current 0.1 percent to 0.3 percent beginning Wednesday. 中国将把证券交易的印花税从当前的0.1%提高到0.3%,该项调整将从本周三开始实施。
The British government has nothing to say: the digital Britain of Lord Carter's report twitters and blogs, goes online to renew its driving licences and watch television, and to engage in high frequency securities trading, but has little use for books. 英国政府无话可说:卡特勋爵(LordCarter)撰写的《数字英国》报告上了twitter和博客,在线更新驾照和观看电视,从事高频证券交易,但对图书几乎没用。
It is also a response to new European regulations, known as MiFID, aimed at promoting competition in securities trading. 这也是对名为mifid的欧洲新法规的回应,该法规旨在推动证券交易的竞争。
Continental Europe always had universal banks, but only recently did they become aggressive in wholesale markets and securities trading in imitation of Anglo-American models. 欧洲大陆的全能银行一直存在,但直到最近它们才效仿英美模式,积极投身于批发市场和证券交易。
Shanghai Securities Trading Marketing Research ( 1946-1949) 上海证券交易市场研究(1946-1949)
The price discrepancies between securities trading in both Hong Kong and China have become 'exhibit a' for both exchange and Hong Kong government officials who argue for greater integration of the two capital markets. 对于两地交易所以及支持两地资本市场更大程度融合的香港政府官员而言,h股和a股之间的价格差距已成为最引人关注的问题。
Securities trading information disseminated by all media must be factual and objective and not misleading. 各种传播媒介传播证券交易信息必须真实、观,禁止误导。
Carrying an on-the-spot examination of a securities issuer, listing company, securities company, securities investment fund management company, securities trading service company, stock exchange or securities registration and clearing institution; 对证券发行人、上市公司、证券公司、证券投资基金管理公司、证券服务机构、证券交易所、证券登记结算机构进行现场检查;
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And in the past two quarters JPMorgan, Goldman, Morgan Stanley Barclays, and even Merrill and Citi, have raked in spectacular profits in securities trading as investors accepted higher fees to do business with a smaller number of institutions. 随着可打交道的银行的减少,投资者接受了更高的费用,摩根大通、高盛、摩根士丹利、巴克莱,甚至美林和花旗,过去两个季度均在证券交易中斩获了可观的利润。